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    LAW B878F
    Compliance for Corporate Finance
    23Z101906
    LAW B878F
    Compliance for Corporate Finance
    23Z101906
    Course Start Date
    Sum 2019
    Course Level
    Postgraduate
    Length in Terms
    1 term
    Credits
    5
    Language
    English
    Fees ($) (including lab fees)
    Future Terms
    Quota and Schedule
    Course
    Start Date
    Course Level Length in Terms Credits
    Language
    Fees ($)
    (including lab fees)
    Future Terms
    Sum 2019
    Postgraduate 1 term 5
    English

    Course Coordinator: Dr Candy Liu, LLB(Fu Jen Catholic University); LLM(Notre Dame); PhD(Manchester Metropolitan)

    Advisory prerequisite(s)
    You are advised to have already studied LAW B868F Corporate Law.

    Aims
    The course aims to enable students to master the key concepts together with regulations of listing and compliance in Hong Kong and apply what they have learned in the context of financial management of listed corporations.

    Contents
    The course covers the following topics:

    • Becoming a listed company in Hong Kong

    • Securities and Futures Ordinance and Listing Rules

    • Corporate governance and compliance of a listed company

    • Disclosure of interests and market misconduct

    • Mergers and acquisitions and insolvency

    Contact hours
    Normally three hours per week.

    Assessment
    There are two assignments, class participation and the final examination. The assignments accounts for 30% of the total course score, the class participation accounts for 10% of the total course score and the final examination accounts for 60% of the total course score. The Assignment 1 is an individual assignment and Assignment 2 is a group assignment.

    Set book(s)
    There are no set textbooks for this course.

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